Roger Andrew Makhlouf

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Strata Global Limited
FRN 563834
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (13 Feb 2019 to 8 Dec 2019)
Cavenham Capital Limited (no longer approved here)
FRN 436243
- CF30 Customer (22 Feb 2016 to 21 Apr 2016)
Magna Capital Limited (no longer approved here)
FRN 476555
- CF30 Customer (23 Sep 2009 to 19 Sep 2012)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF30 Customer (1 Nov 2007 to 8 Apr 2009)
- CF21 Investment Adviser (29 Jan 2007 to 31 Oct 2007)
GFI Securities Limited (no longer approved here)
FRN 184801
- CF21 Investment Adviser (26 Apr 2006 to 19 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.