Cavendish Corporate Finance LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Richard Beckett
IRN RXB01074
- [FCA CF] Client dealing (since 19 Jun 2025)
Richard Charles Snow
IRN RCS01057
- SMF27 Partner (19 Feb 2020 to 31 Jul 2024)
Robert Lindwall
IRN RXL01710
- CF30 Customer (21 Dec 2015 to 27 Jan 2017)
Rosie Milford Pennell
IRN RXP00390
- [FCA CF] Client dealing (4 Oct 2022 to 28 Nov 2025)
Ryan Wheeler-McKinley
IRN RXW00197
- [FCA CF] Client dealing (2 Sep 2020 to 20 Sep 2021)
Róisín Horan
IRN RXH00849
- [FCA CF] Client dealing (since 9 May 2025)
Sam Pike
IRN SXP01085
- [FCA CF] Client dealing (since 9 May 2025)
Samantha Jane Smith
IRN SJS01180
- SMF27 Partner (9 Dec 2019 to 6 Sep 2022)
- CF4 Partner (18 Dec 2018 to 8 Dec 2019)
Samuel Kavanagh
IRN SXK06758
- CF30 Customer (2 Oct 2018 to 8 Dec 2019)
Samuel Oliver Kavanagh
IRN SXK00215
- [FCA CF] Client dealing (since 9 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Cavendish Corporate Finance Regions LLP
FRN 1030110 · Appointed 27 May 2025
Cavendish Finance Partners (no longer appointed)
FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.