Cavendish Corporate Finance LLP

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402079086000

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Scott Miller

  IRN SXM04734

  • [FCA CF] Client dealing (since 9 May 2025)
• Shane Kelly

  IRN SXK03000

  • CF30 Customer (16 Jul 2018 to 11 Oct 2019)
• Simon Ramery

  IRN SXR01521

  • CF30 Customer (1 Dec 2008 to 31 Mar 2013)
• Sin Min Luk

  IRN SML01042

  • CF4 Partner (11 Mar 2008 to 7 Jan 2010)
  • CF30 Customer (17 Dec 2007 to 7 Jan 2010)
• Soben Durai

  IRN SXD00228

  • [FCA CF] Client dealing (since 2 Sep 2020)
• Sophie Beadsmoore

  IRN SXB00705

  • [FCA CF] Client dealing (since 6 May 2025)
• Sophie Jemima Ripley

  IRN SXZ00081

  • [FCA CF] Client dealing (since 28 Feb 2023)
• Stephane Caroline Frayne

  IRN SXF11909

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2021)
  • CF30 Customer (26 Feb 2019 to 8 Dec 2019)
• Stephane Frayne

  IRN SXF00145

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2021)
• Stephen Nemeth

  IRN SXN00103

  • [FCA CF] Client dealing (since 3 Feb 2020)

• Cavendish Corporate Finance Regions LLP

  FRN 1030110 · Appointed 27 May 2025

• Cavendish Finance Partners (no longer appointed)

  FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

No changes recorded yet.