Cavendish Corporate Finance LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Stuart Anthony Andrews
IRN SAA01040
- CF4 Partner (18 Dec 2018 to 6 Dec 2019)
Thomas Alexander Stoten
IRN TXS03876
- [FCA CF] Client dealing (since 2 Feb 2023)
Thomas Holland-Hibbert
IRN TXH00315
- [FCA CF] Client dealing (since 1 Nov 2022)
Thomas William Roderick Hayward
IRN TWH01020
- SMF27 Partner (9 Dec 2019 to 20 Jan 2023)
- CF4 Partner (18 Dec 2018 to 8 Dec 2019)
Yi Ting Lui
IRN YTH01002
- CF30 Customer (22 Sep 2016 to 28 Sep 2018)

Smaller firms operating under this firm's FCA authorisation.

Cavendish Corporate Finance Regions LLP
FRN 1030110 · Appointed 27 May 2025
Cavendish Finance Partners (no longer appointed)
FRN 447512 · Appointed 20 Dec 2007 · Until 4 Oct 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.