Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeremy Peter Grime

  IRN JPG01073

  • CF30 Customer (11 Jul 2016 to 15 Jan 2019)
• Jeremy Smith

  IRN JSS01083

  • CF30 Customer (1 Nov 2007 to 17 Oct 2014)
  • CF26 Customer Trading (31 Jul 2007 to 31 Oct 2007)
• Joanna Lisa Scott

  IRN JLW01127

  • CF30 Customer (1 Nov 2007 to 30 Dec 2016)
  • CF22 Investment Adviser (Trainee) (13 Aug 2007 to 31 Oct 2007)
• Jodi Lynn Bartin

  IRN JLL01042

  • CF30 Customer (17 Sep 2008 to 17 Sep 2008)
• John Farrugia

  IRN JXF01195

  • SMF3 Executive Director (since 19 Apr 2024)
  • SMF1 Chief Executive (1 Sep 2022 to 23 May 2024)
• John William Hewitson

  IRN JWH01059

  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF30 Customer (5 Jul 2016 to 8 Dec 2019)
• John-Marc Alexander Bunce

  IRN JAB01390

  • [FCA CF] Client dealing (9 Sep 2023 to 10 Oct 2025)
• Jonathan Andrew Wright

  IRN JAW00140

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jun 2024)
  • CF30 Customer (23 Feb 2018 to 8 Dec 2019)
• Jonathan Burr

  IRN JXB02841

  • [FCA CF] Client dealing (11 Jan 2021 to 27 Aug 2025)
• Jonathan Paul Moulton

  IRN JPM01104

  • CF2 Non Executive Director (18 Jan 2010 to 5 Dec 2018)

No changes recorded yet.