Jodi Lynn Bartin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citicourt & Co Limited

    FRN 149789

    • [FCA CF] Client dealing (since 23 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (31 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 May 2018 to 8 Dec 2019)
    • CF1 Director (12 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (12 Nov 2010 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 May 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 May 2006 to 31 Oct 2007)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF30 Customer (17 Sep 2008 to 17 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.