Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Thompson

  IRN JXT01716

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
  • CF30 Customer (18 Jan 2013 to 8 Dec 2019)
• James William Alexander Simpson

  IRN JWS01052

  • CF30 Customer (13 Jan 2014 to 29 Jan 2016)
• James William Edgedale

  IRN JWE01015

  • CF2 Non Executive Director (31 Mar 2008 to 18 Sep 2009)
• Jamie Anderson

  IRN JXA00725

  • [FCA CF] Client dealing (18 Feb 2025 to 24 Oct 2025)
• Jamie Dunleavy

  IRN JXD00499

  • [FCA CF] Client dealing (since 9 Sep 2023)
  • [FCA CF] Proprietary trader (since 12 Oct 2021)
• Jason Foster

  IRN JXF00677

  • [FCA CF] Significant management (since 16 Apr 2025)
  • [FCA CF] Material risk taker (since 16 Apr 2025)
• Jason Richard Trill

  IRN JRT01068

  • [FCA CF] Client dealing (since 12 Nov 2025)
• Jasper Berry

  IRN JLB01060

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Jens Ehrenberg

  IRN JXE01519

  • [FCA CF] Client dealing (since 29 Oct 2025)
• Jeremy Joseph Scott Osler

  IRN JJO01044

  • [FCA CF] Manager of certification employee (since 9 Sep 2023)
  • [FCA CF] Client dealing (since 9 Sep 2023)
  • [FCA CF] Material risk taker (since 9 Sep 2023)
  • [FCA CF] Significant management (since 9 Sep 2023)

No changes recorded yet.