Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Church House Investments Limited (no longer approved here)

    FRN 190548

    • SMF3 Executive Director (3 Apr 2024 to 2 Jun 2025)
    • [FCA CF] Client dealing (27 Mar 2023 to 24 Sep 2025)
    • [FCA CF] Functions requiring qualifications (27 Mar 2023 to 8 Sep 2025)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Client dealing (1 Jan 2021 to 20 Aug 2021)
    • [FCA CF] Material risk taker (1 Jan 2021 to 20 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 20 Aug 2021)
    • SMF9 Chair of the Governing Body (2 Jun 2020 to 31 Dec 2020)
    • SMF3 Executive Director (2 Jun 2020 to 31 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (30 Jun 2006 to 31 Oct 2007)
    • CF3 Chief Executive (30 Jun 2006 to 27 May 2015)
    • CF27 Investment Management (30 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
    • CF1 Director (30 Jun 2006 to 8 Dec 2019)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF2 Non Executive Director (31 Mar 2008 to 18 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

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