Castlegate Financial Management Limited

Date authorised
1 April 2013
Companies House
02077374
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Castlegate
    Grantham
    Lincolnshire
    NG31 6SE
    UNITED KINGDOM
    Phone
    +4401476855585
    Web
    https://www.casfin.co.uk

  • Complaints Contact

    8 Castlegate
    Grantham
    Lincolnshire
    NG31 6SE
    UNITED KINGDOM
    Phone
    +4401476855585

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Normington

    IRN PXN00016

    • [FCA CF] Client dealing (14 Sep 2021 to 30 Jun 2022)
    • [FCA CF] Functions requiring qualifications (23 Aug 2021 to 30 Jun 2022)
    • CF30 Customer (4 Apr 2012 to 8 Dec 2019)
  • Peter Sandham Townsend

    IRN PST00002

    • CF10 Compliance Oversight (1 Dec 2001 to 8 Nov 2002)
    • CF3 Chief Executive (1 Dec 2001 to 30 Jun 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 1 Oct 2017)
  • Peter Wilson

    IRN PXW09712

    • SMF3 Executive Director (since 3 Feb 2025)
  • Rebecca Claire Womble

    IRN RXW00178

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 12 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 12 Jul 2023)
  • Robert William Hayes

    IRN RWH00047

    • CF1 Director (AR) (1 Dec 2001 to 1 Dec 2009)
  • Robin Edward Tindale

    IRN RET00005

    • CF1 Director (1 Dec 2001 to 31 May 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 May 2002)
  • Russell Stanley Kitchen

    IRN RSK00003

    • CF30 Customer (1 Nov 2007 to 9 Mar 2012)
    • CF24 Pension Transfer Specialist (30 Nov 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (11 Jun 2004 to 31 Oct 2007)
  • Sally Anne Posey

    IRN SAS00031

    • CF21 Investment Adviser (1 Nov 2002 to 8 Jun 2006)
  • Sally-Jane Proctor

    IRN SXB00016

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
  • Samuel George Gibson

    IRN SGG00010

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Jul 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jul 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.