Castlegate Financial Management Limited

Date authorised
1 April 2013
Companies House
02077374
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Castlegate
    Grantham
    Lincolnshire
    NG31 6SE
    UNITED KINGDOM
    Phone
    +4401476855585
    Web
    https://www.casfin.co.uk

  • Complaints Contact

    8 Castlegate
    Grantham
    Lincolnshire
    NG31 6SE
    UNITED KINGDOM
    Phone
    +4401476855585

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Ruth Coulson

    IRN SXC02346

    • CF30 Customer (19 Feb 2014 to 30 Nov 2018)
  • Stephen Douglas Tait

    IRN SDT00011

    • CF21 Investment Adviser (18 Apr 2002 to 9 Feb 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Apr 2002)
  • Thomas Kenneth Munday

    IRN TXM06835

    • CF30 Customer (3 Oct 2018 to 8 Dec 2019)
  • Trevor Keith Wilshire

    IRN TKW00005

    • CF1 Director (AR) (28 Jul 2006 to 1 Nov 2006)
    • CF24 Pension Transfer Specialist (19 Apr 2002 to 1 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2006)
  • Victoria Anne Kimmings

    IRN VAK00004

    • CF1 Director (16 Nov 2009 to 1 Jul 2011)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 May 2002)
  • Wendie Smith

    IRN WJO00001

    • CF21 Investment Adviser (21 Sep 2007 to 12 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Oct 2006 to 17 Sep 2007)
  • William Eric Creasey

    IRN WEC00001

    • CF1 Director (AR) (1 Dec 2001 to 1 Nov 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.