Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 20 Nov 2020)
- CF30 Customer (1 Nov 2007 to 4 Feb 2008)
- CF1 Director (9 May 2006 to 4 Feb 2008)
- CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (8 Dec 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Sep 2005 to 5 Dec 2005)
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- CF30 Customer (5 Feb 2008 to 30 Nov 2020)
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- Employed By (5 Feb 2008 to 30 Nov 2020)
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- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 May 2002)
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
- CF1 Director (1 Dec 2001 to 31 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.