Castlefield Investment Partners LLP

• Principal Place of Business

  111 Piccadilly

  Manchester

  Lancashire

  M1 2HY

  UNITED KINGDOM

  Phone

  +441612334890

  Web

  https://www.castlefield.com

• Complaints Contact

  111 Piccadilly

  Manchester

  Lancashire

  M1 2HY

  UNITED KINGDOM

  Phone

  +441612334890

• Pension Transfer Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rosemary Banyard

  IRN REB01037

  • CF1 Director (AR) (5 Feb 2018 to 5 Apr 2019)
  • CF30 Customer (7 Nov 2016 to 30 Jun 2019)
• Rupert Noel Lovesy

  IRN RNL01021

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • Responsible for Insurance Distribution (since 18 Apr 2024)
  • [FCA CF] Client dealing (since 1 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
  • [FCA CF] Manager of certification employee (since 1 Sep 2023)
  • SMF27 Partner (since 31 Aug 2023)
• Sarah Hanlon

  IRN SXH02802

  • SMF16 Compliance Oversight (since 1 Jan 2023)
  • [FCA CF] Significant management (1 Sep 2021 to 3 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Apr 2022)
  • CF10 Compliance Oversight (1 Sep 2017 to 8 Dec 2019)
• Simon Edward Holman

  IRN SEH01044

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2024)
  • CF4 Partner (19 Sep 2013 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
• Stephen Keough

  IRN SXK01459

  • CF2 Non Executive Director (AR) (30 Sep 2010 to 1 Oct 2010)
• Summayya Mosam

  IRN SXM02447

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Aug 2023)
  • [FCA CF] Significant management (since 4 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
  • CF4 Partner (4 Sep 2013 to 1 Sep 2016)
  • CF10 Compliance Oversight (19 Oct 2012 to 5 Sep 2017)
  • CF11 Money Laundering Reporting (22 Sep 2009 to 8 Dec 2019)
• Thomas Justin Sidney McCoy

  IRN TJM01247

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2023)
  • [FCA CF] Client dealing (since 1 Sep 2023)
  • [FCA CF] Manager of certification employee (1 Sep 2023 to 23 Feb 2024)
• William Christian Logie

  IRN WCL01002

  • CF30 Customer (1 Nov 2007 to 1 Jul 2010)
  • CF21 Investment Adviser (2 May 2006 to 31 Oct 2007)
  • CF27 Investment Management (2 May 2006 to 31 Oct 2007)
• William Thomson

  IRN WGT01007

  • [FCA CF] Client dealing (since 22 Feb 2022)
  • [FCA CF] Manager of certification employee (1 Sep 2022 to 25 Feb 2026)

• Sanford DeLand Asset Management Limited (no longer appointed)

  FRN 531128 · Appointed 24 Nov 2017 · Until 4 Dec 2020

• Castlefield Corporate Advisory Partners Limited (no longer appointed)

  FRN 793148 · Appointed 2 Nov 2017 · Until 30 Apr 2019

• Sanford DeLand Asset Management Limited (no longer appointed)

  FRN 531128 · Appointed 7 Sep 2010 · Until 1 Sep 2016

• Castlefield Wealth Management Limited (no longer appointed)

  FRN 485786 · Appointed 8 Jul 2008 · Until 31 Dec 2011

No changes recorded yet.