Simon Edward Holman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Castlefield Investment Partners LLP

    FRN 432488

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Aug 2022)
    • CF4 Partner (19 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2011 to 8 Dec 2019)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (1 Nov 2007 to 15 Oct 2009)
    • CF27 Investment Management (7 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.