Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Castlefield Investment Partners LLP
FRN 432488
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Aug 2023)
- [FCA CF] Significant management (since 4 Jan 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
- CF4 Partner (4 Sep 2013 to 1 Sep 2016)
- CF10 Compliance Oversight (19 Oct 2012 to 5 Sep 2017)
- CF11 Money Laundering Reporting (22 Sep 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.