Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Downing LLP (no longer approved here)

    FRN 545025

    • [FCA CF] Client dealing (31 Oct 2020 to 12 Apr 2025)
  • Castlefield Investment Partners LLP (no longer approved here)

    FRN 432488

    • CF1 Director (AR) (5 Feb 2018 to 5 Apr 2019)
    • CF30 Customer (7 Nov 2016 to 30 Jun 2019)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF30 Customer (1 Nov 2007 to 31 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.