Casteel Capital LLP

Date authorised
1 April 2013
Companies House
OC320694
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Coveney Nicholls
    The Old Wheel House 31-37
    Church Street
    Reigate
    Surrey
    RH2 0AD
    UNITED KINGDOM
    Phone
    +442080586520
    Web
    http://www.casteelcapital.com

  • Complaints Contact

    Coveney Nicholls
    The Old Wheel House 31-37
    Church Street
    Reigate
    Surrey
    RH2 0AD
    UNITED KINGDOM
    Phone
    +4407834859088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . AA1 Services Limited

    IRN XXA01202

    • CF4 Partner (9 Sep 2011 to 13 Jun 2013)
  • . AAD2 Services Limited

    IRN XXA01203

    • CF4 Partner (9 Sep 2011 to 10 Aug 2014)
  • . WAK3 Services Limited

    IRN XXW01096

    • CF4 Partner (4 Jul 2014 to 10 Aug 2014)
  • Adolfo Oliete

    IRN OXA01005

    • CF30 Customer (15 Jul 2011 to 25 Jul 2012)
  • Brit Tedesco

    IRN BXT00425

    • SMF16 Compliance Oversight (13 Dec 2023 to 28 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Dec 2023 to 28 Feb 2025)
  • Caroline Daniele Marie Abensour

    IRN CDA01034

    • CF1 Director (AR) (21 Aug 2014 to 22 Oct 2014)
    • CF30 Customer (21 Aug 2014 to 22 Oct 2014)
  • Casteel Advisors JLT

    IRN XXC01263

    • SMF27 Partner (9 Dec 2019 to 4 Nov 2024)
    • CF4 Partner (20 Sep 2013 to 8 Dec 2019)
  • Cedric Brice Serge Lamielle

    IRN CBL01012

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2026)
    • SMF16 Compliance Oversight (since 25 Feb 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (30 Oct 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Oct 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (30 Oct 2006 to 8 Dec 2019)
  • Marc Simon Cane

    IRN MSC01074

    • SMF16 Compliance Oversight (5 Jan 2023 to 29 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Jan 2023 to 29 Sep 2023)
  • Michelle Doran

    IRN MXD01792

    • CF30 Customer (22 Apr 2008 to 7 Nov 2008)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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