Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 25 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Oct 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (30 Oct 2006 to 8 Dec 2019)
    • CF4 Partner (30 Oct 2006 to 8 Dec 2019)
  • AlTi RE Limited (no longer approved here)

    FRN 582903

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
    • CF30 Customer (28 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.