Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Casteel Capital LLP
FRN 455718
- SMF16 Compliance Oversight (since 25 Feb 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2026)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Jun 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (30 Oct 2006 to 8 Dec 2019)
- CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (30 Oct 2006 to 8 Dec 2019)
- CF4 Partner (30 Oct 2006 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2023)
- CF30 Customer (28 Oct 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.