Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Client dealing (5 Aug 2024 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (5 Aug 2024 to 30 Apr 2025)
  • Casteel Capital LLP (no longer approved here)

    FRN 455718

    • CF30 Customer (15 Jul 2011 to 25 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.