Casteel Capital LLP

Date authorised
1 April 2013
Companies House
OC320694
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Coveney Nicholls
    The Old Wheel House 31-37
    Church Street
    Reigate
    Surrey
    RH2 0AD
    UNITED KINGDOM
    Phone
    +442080586520
    Web
    http://www.casteelcapital.com

  • Complaints Contact

    Coveney Nicholls
    The Old Wheel House 31-37
    Church Street
    Reigate
    Surrey
    RH2 0AD
    UNITED KINGDOM
    Phone
    +4407834859088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Barker

    IRN NXB01555

    • SMF16 Compliance Oversight (18 Jan 2020 to 6 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2020 to 6 Jan 2023)
  • Philippe Dupuy

    IRN PXD01518

    • SMF27 Partner (since 23 Dec 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 27 Mar 2013)
    • CF8 Apportionment and Oversight (30 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (30 Oct 2006 to 13 Jun 2013)
    • CF3 Chief Executive (30 Oct 2006 to 27 Mar 2013)
    • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
  • Shivani Johnsson

    IRN SXJ01527

    • CF30 Customer (29 Jan 2014 to 20 May 2016)
  • Stephane Fernand Francois Muuls

    IRN FXM01178

    • CF30 Customer (11 Oct 2010 to 8 Dec 2019)
  • Teng Miao

    IRN TXM01755

    • CF30 Customer (3 May 2012 to 14 Jun 2013)
  • William Arrington Kitchin

    IRN WAK00012

    • CF4 Partner (27 Mar 2013 to 26 Oct 2017)
    • CF30 Customer (1 Apr 2010 to 7 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.