CASFS Ltd

Date authorised
1 April 2013
Companies House
02354894
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd floor
    33-34 Winckley Square
    Preston
    Lancashire
    PR1 3JJ
    UNITED KINGDOM
    Phone
    +441772972050
    Web
    https://www.countrywideassured.co.uk

  • Complaints Contact

    2nd Floor
    33-34 Winckley Square
    Preston
    Lancashire
    PR1 3JJ
    UNITED KINGDOM
    Phone
    +4407711948689

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · In respect of the firm's personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in 'rights to or interests in investments (security)' is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Duncan David Spencer Lancashire

    IRN DDL01025

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2022)
    • CF10 Compliance Oversight (23 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jun 2015 to 1 Oct 2016)
  • Gabrielle Claire Towell

    IRN GCT01035

    • SMF16 Compliance Oversight (since 3 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jan 2023)
  • Graeme Smith

    IRN GRS00004

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2022)
  • Hollie Pearce

    IRN HXP80114

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2021)
  • Ian Plenderleith

    IRN IXP01115

    • SMF9 Chair of the Governing Body (8 Apr 2021 to 28 Apr 2022)
  • Jacqueline Ann Ronson

    IRN JXR00198

    • SMF1 Chief Executive (since 8 Nov 2023)
  • James Anthony Angus Samuels

    IRN JAS01159

    • CF2 Non Executive Director (13 Jan 2010 to 8 Dec 2019)
  • Jeremy Paul Gibson

    IRN JPG01076

    • CF1 Director (AR) (28 Jan 2019 to 2 Oct 2019)
    • CF3 Chief Executive (28 Apr 2016 to 8 Dec 2017)
    • Responsible for Insurance Mediation (14 Apr 2016 to 8 Dec 2017)
    • CF1 Director (4 Jan 2013 to 2 Oct 2019)
    • CF28 Systems and controls (4 Jan 2013 to 19 May 2016)
  • Jonathan Charles Polin

    IRN JCP01056

    • SMF3 Executive Director (9 Dec 2019 to 28 Apr 2022)
    • CF1 Director (AR) (14 Jan 2019 to 31 Dec 2021)
    • CF1 Director (25 Apr 2016 to 8 Dec 2019)
  • Kenneth Duncan Hogg

    IRN KDH01041

    • Responsible for Insurance Distribution (31 Oct 2022 to 8 Nov 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Sanlam UK Limited (no longer appointed)

    FRN 565824 · Appointed 10 Oct 2011 · Until 31 Dec 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.