Duncan David Spencer Lancashire

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Atomos Investments Limited (no longer approved here)
FRN 122588
- SMF16 Compliance Oversight (9 Dec 2019 to 6 May 2022)
- CF10 Compliance Oversight (10 Oct 2016 to 8 Dec 2019)
Atomos Financial Planning Limited (no longer approved here)
FRN 193503
- SMF16 Compliance Oversight (9 Dec 2019 to 6 May 2022)
- CF10 Compliance Oversight (13 Oct 2016 to 8 Dec 2019)
CASFS Ltd (no longer approved here)
FRN 472783
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Apr 2022)
- CF10 Compliance Oversight (23 Jun 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Jun 2015 to 1 Oct 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.