CASFS Ltd

Date authorised
1 April 2013
Companies House
02354894
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd floor
    33-34 Winckley Square
    Preston
    Lancashire
    PR1 3JJ
    UNITED KINGDOM
    Phone
    +441772972050
    Web
    https://www.countrywideassured.co.uk

  • Complaints Contact

    2nd Floor
    33-34 Winckley Square
    Preston
    Lancashire
    PR1 3JJ
    UNITED KINGDOM
    Phone
    +4407711948689

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · In respect of the firm's personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in 'rights to or interests in investments (security)' is limited to the investment types granted for this activity.
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lisa Anne Margaret Twyman

    IRN LAM01037

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2021)
  • Lize Lambrechts

    IRN LXL01140

    • CF2 Non Executive Director (13 Jan 2010 to 10 Aug 2016)
  • Louise Laird

    IRN LXL01177

    • CF28 Systems and controls (4 Mar 2016 to 8 Dec 2019)
  • Lukas Van der Walt

    IRN LXV01044

    • Responsible for Insurance Mediation (19 Nov 2007 to 20 Jan 2016)
    • CF8 Apportionment and Oversight (19 Nov 2007 to 31 Mar 2009)
    • CF1 Director (19 Nov 2007 to 20 Jan 2016)
    • CF3 Chief Executive (19 Nov 2007 to 20 Jan 2016)
  • Martin Westmoreland Edmonds

    IRN MWE00001

    • CF11 Money Laundering Reporting (19 Nov 2007 to 1 Aug 2010)
    • CF1 Director (19 Nov 2007 to 31 Mar 2011)
  • Matthew Cutlan

    IRN JWM01130

    • [FCA CF] Significant management (30 Jun 2020 to 31 Dec 2021)
  • Nicholas Allen Parry

    IRN NAP01030

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 31 May 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 May 2022)
    • Responsible for Insurance Mediation (22 Jan 2018 to 30 Sep 2018)
    • CF3 Chief Executive (22 Jan 2018 to 8 Dec 2019)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
  • Nicola Jane Fraser

    IRN NXB01404

    • SMF3 Executive Director (6 Nov 2020 to 28 Apr 2022)
    • CF1 Director (AR) (2 Sep 2020 to 31 Dec 2021)
  • Paul Brendan Hanratty

    IRN PBH01049

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 17 Jun 2020)
    • CF2 Non Executive Director (22 Feb 2018 to 8 Dec 2019)
  • Paul Richard Bradshaw

    IRN PRB01117

    • CF2 Non Executive Director (13 Jan 2010 to 12 Jan 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Sanlam UK Limited (no longer appointed)

    FRN 565824 · Appointed 10 Oct 2011 · Until 31 Dec 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.