Nicola Jane Fraser

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Atomos Investments Limited
FRN 122588
- SMF3 Executive Director (since 6 Nov 2020)
Atomos Financial Planning Limited
FRN 193503
- SMF3 Executive Director (since 6 Nov 2020)
- CF1 Director (AR) (9 Sep 2020 to 23 Mar 2023)
Avidus Scott Lang & Co. Limited (no longer approved here)
FRN 777135
- Employed By (16 Feb 2022 to 23 Mar 2023)
Sanlam Investments UK Limited (no longer approved here)
FRN 459237
- SMF3 Executive Director (6 Nov 2020 to 6 May 2022)
- CF1 Director (AR) (2 Sep 2020 to 31 Dec 2021)
CASFS Ltd (no longer approved here)
FRN 472783
- SMF3 Executive Director (6 Nov 2020 to 28 Apr 2022)
- CF1 Director (AR) (2 Sep 2020 to 31 Dec 2021)
Sanlam UK Limited (no longer approved here)
FRN 565824
- Employed By (2 Sep 2020 to 23 Mar 2023)
CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 119289
- CF1 Director (16 Apr 2007 to 13 May 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.