Cartwright Financial Solutions Ltd

Date authorised
3 March 2014
Companies House
08327237
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cartwright Group Ltd
    250 Fowler Avenue
    Farnborough
    Hampshire
    GU14 7JP
    UNITED KINGDOM
    Phone
    +4401252894883
    Web
    https://www.cartwright.co.uk

  • Complaints Contact

    Cartwright Group Ltd
    250 Fowler Avenue
    Farnborough
    Hampshire
    GU14 7JP
    UNITED KINGDOM
    Phone
    +4401252894883

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Malcolm McKnight

    IRN IMM01064

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 2 May 2024)
    • [FCA CF] Functions requiring qualifications (since 2 May 2024)
  • MARTIN JAMES MERCER

    IRN MXM06308

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (10 Sep 2019 to 8 Dec 2019)
  • Robert Glenn Cameron

    IRN RXC00546

    • [FCA CF] Functions requiring qualifications (2 May 2022 to 12 Dec 2024)
    • [FCA CF] Client dealing (2 May 2022 to 12 Dec 2024)
  • Robin Philip Ian Pearce

    IRN RPP01051

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Feb 2021)
    • CF10 Compliance Oversight (3 Mar 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Mar 2014 to 30 Sep 2018)
    • CF1 Director (3 Mar 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Mar 2014 to 8 Dec 2019)
  • Samuel Joseph Roberts

    IRN SJR01319

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • Responsible for Insurance Distribution (since 17 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (16 Aug 2016 to 8 Dec 2019)
  • Sandra Kemish

    IRN SKS01017

    • CF1 Director (3 Mar 2014 to 10 Jan 2018)
    • CF30 Customer (3 Mar 2014 to 10 Jan 2018)
  • Thomas Alexander John Hawthorn

    IRN TAH01036

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
  • Yona Aryeh Chesner

    IRN YAC01002

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

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