Samuel Joseph Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cartwright Financial Solutions Ltd

    FRN 607200

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • Responsible for Insurance Distribution (since 17 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (16 Aug 2016 to 8 Dec 2019)
  • Capita Pension Solutions Limited (no longer approved here)

    FRN 142484

    • CF30 Customer (23 Oct 2013 to 22 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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