Cartwright Financial Solutions Ltd

• Principal Place of Business

  Cartwright Group Ltd

  250 Fowler Avenue

  Farnborough

  Hampshire

  GU14 7JP

  UNITED KINGDOM

  Phone

  +4401252894883

  Web

  https://www.cartwright.co.uk

• Complaints Contact

  Cartwright Group Ltd

  250 Fowler Avenue

  Farnborough

  Hampshire

  GU14 7JP

  UNITED KINGDOM

  Phone

  +4401252894883

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Charles Thomas Gregory

  IRN ACG01137

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Adrienne Lynn Parsons

  IRN ALP01024

  • CF30 Customer (3 Mar 2014 to 10 Jan 2018)
  • CF1 Director (3 Mar 2014 to 10 Jan 2018)
• Alan Swallow

  IRN AXS01902

  • CF30 Customer (18 Aug 2015 to 8 Dec 2019)
• Anthony John Grist

  IRN AJG00028

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (24 Jul 2018 to 8 Dec 2019)
• Arash Fereydun Nasri

  IRN AFN01020

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Client dealing (since 19 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2025)
• Ashlin Marie Noonan

  IRN AMN01061

  • CF30 Customer (22 May 2014 to 14 Jan 2016)
• Barry Martin Widdows

  IRN BMW01019

  • [FCA CF] Client dealing (23 Oct 2023 to 30 Jun 2024)
  • [FCA CF] Functions requiring qualifications (23 Oct 2023 to 30 Jun 2024)
• Christopher Richard Gill

  IRN CRG01042

  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
• David George Will

  IRN DGW00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 30 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 30 Nov 2021)
• Gavin James Kelsh

  IRN GJK00013

  • CF1 Director (3 Mar 2014 to 10 Jan 2018)
  • CF30 Customer (3 Mar 2014 to 10 Jan 2018)

No changes recorded yet.