Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (23 Oct 2023 to 30 Jun 2024)
- [FCA CF] Functions requiring qualifications (23 Oct 2023 to 30 Jun 2024)
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- SMF3 Executive Director (25 Jan 2021 to 17 Apr 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2023)
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- CF30 Customer (8 Nov 2016 to 28 Jun 2019)
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- CF30 Customer (24 Jun 2014 to 18 Dec 2015)
- CF27 Investment Management (15 Feb 2006 to 5 Oct 2007)
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- CF30 Customer (14 Apr 2011 to 18 Dec 2015)
- CF27 Investment Management (22 Sep 2004 to 5 Oct 2007)
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- CF30 Customer (14 Apr 2011 to 18 Dec 2015)
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- CF30 Customer (14 Apr 2011 to 18 Dec 2015)
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- CF27 Investment Management (24 Feb 2003 to 25 Jun 2004)
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- CF27 Investment Management (1 Dec 2001 to 11 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.