Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Cartwright Financial Solutions Ltd
FRN 607200
- 8. Giving personal recommendations on investments in the course of corporate finance business
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- CF30 Customer (31 Jul 2019 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 31 Mar 2013)
- CF21 Investment Adviser (8 Dec 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Aug 2002 to 8 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.