Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cartwright Financial Solutions Ltd
FRN 607200
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 11 Feb 2021)
- Responsible for Insurance Mediation (3 Mar 2014 to 30 Sep 2018)
- CF10 Compliance Oversight (3 Mar 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Mar 2014 to 8 Dec 2019)
- CF1 Director (3 Mar 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.