Thomas Alexander John Hawthorn

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cartwright Financial Solutions Ltd

    FRN 607200

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (13 Sep 2019 to 8 Dec 2019)
  • Mercer Limited (no longer approved here)

    FRN 121935

    • CF21 Investment Adviser (22 Apr 2003 to 29 Jul 2005)
    • CF22 Investment Adviser (Trainee) (5 Dec 2002 to 22 Apr 2003)

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