Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Dann

  IRN RXD16459

  • [FCA CF] Client dealing (since 12 Feb 2021)
  • CF30 Customer (1 Jul 2019 to 8 Dec 2019)
• Robert David Hernandez

  IRN RDH01136

  • [FCA CF] Significant management (since 20 Dec 2022)
  • [FCA CF] Client dealing (12 Feb 2021 to 14 Oct 2022)
  • CF30 Customer (8 May 2018 to 8 Dec 2019)
• Robin Fox

  IRN RAF01143

  • [FCA CF] Client dealing (since 22 Jan 2024)
• Rohan Ghosh

  IRN RXG01292

  • [FCA CF] Client dealing (9 Mar 2021 to 28 Oct 2022)
• Romain Gontrand Davroux

  IRN RGD01079

  • [FCA CF] Manager of certification employee (28 Dec 2022 to 1 Mar 2024)
  • [FCA CF] Client dealing (3 Feb 2021 to 1 Mar 2024)
  • CF30 Customer (31 Oct 2018 to 8 Dec 2019)
• Ross Andrew Murphy

  IRN RXM11874

  • CF30 Customer (8 May 2019 to 8 Dec 2019)
• Ruoyang Li

  IRN RXL10618

  • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
• Rupert James Terry

  IRN RXT24628

  • [FCA CF] Significant management (24 May 2022 to 25 Feb 2025)
  • [FCA CF] Material risk taker (24 May 2022 to 25 Feb 2025)
  • SMF27 Partner (3 Apr 2020 to 24 May 2022)
• Ryan Lucas Letchworth

  IRN RXL01346

  • [FCA CF] Significant management (since 25 Jan 2022)
  • [FCA CF] Manager of certification employee (since 3 Feb 2021)
  • [FCA CF] Material risk taker (since 3 Feb 2021)
  • [FCA CF] Client dealing (since 3 Feb 2021)
  • CF4 Partner (30 Jan 2017 to 3 Dec 2019)
  • CF30 Customer (2 Oct 2009 to 8 Dec 2019)
• Ryan Moss

  IRN RXM00860

  • [FCA CF] Manager of certification employee (since 19 Sep 2024)
  • [FCA CF] Client dealing (since 13 Jul 2023)

No changes recorded yet.