Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 25 Jan 2022)
    • [FCA CF] Client dealing (since 3 Feb 2021)
    • [FCA CF] Material risk taker (since 3 Feb 2021)
    • [FCA CF] Manager of certification employee (since 3 Feb 2021)
    • CF4 Partner (30 Jan 2017 to 3 Dec 2019)
    • CF30 Customer (2 Oct 2009 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
    • CF26 Customer Trading (5 Dec 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 12 Jun 2009)
    • CF26 Customer Trading (5 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.