Rohan Ghosh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Balyasny Asset Management (UK) LLP (no longer approved here)
FRN 403302
- [FCA CF] Client dealing (17 May 2023 to 12 Sep 2024)
Capula Investment Management LLP (no longer approved here)
FRN 433422
- [FCA CF] Client dealing (9 Mar 2021 to 28 Oct 2022)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [FCA CF] Client dealing (6 Mar 2018 to 21 Feb 2021)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (1 Nov 2007 to 9 May 2008)
- CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Nov 2007 to 9 May 2008)
- CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.