Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- [FCA CF] Client dealing (since 22 Jan 2024)
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- [FCA CF] Algorithmic trading (6 Sep 2021 to 17 Jul 2023)
- [FCA CF] Client dealing (6 Sep 2021 to 17 Jul 2023)
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- [FCA CF] Manager of certification employee (16 Oct 2019 to 9 Aug 2021)
- [FCA CF] Material risk taker (12 Jun 2018 to 9 Aug 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Aug 2021)
- CF30 Customer (11 Dec 2013 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (16 Oct 2019 to 9 Aug 2021)
- [FCA CF] Material risk taker (12 Jun 2018 to 9 Aug 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Aug 2021)
- CF30 Customer (11 Dec 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.