Date authorised
1 April 2013
Companies House
OC313398
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Clarges Street
    London
    W1J 8AE
    UNITED KINGDOM
    Phone
    +4402070710900
  • Complaints Contact

    7 Clarges Street
    London
    W1J 8AE
    UNITED KINGDOM
    Phone
    +4402070710900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gagandeep Singh

    IRN GXS01738

    • CF30 Customer (14 Jan 2013 to 24 Nov 2014)
  • Gary Adams

    IRN GXA00095

    • [FCA CF] Material risk taker (26 Mar 2021 to 28 Apr 2023)
    • [FCA CF] Significant management (26 Mar 2021 to 28 Apr 2023)
  • Gavin Neil Estcourt

    IRN GNE01003

    • SMF27 Partner (since 27 Nov 2023)
    • [FCA CF] Material risk taker (11 Jan 2022 to 26 Nov 2023)
    • [FCA CF] Manager of certification employee (11 Jan 2022 to 26 Nov 2023)
    • [FCA CF] Significant management (11 Jan 2022 to 26 Nov 2023)
  • Geert Vermeulen

    IRN GXV01112

    • CF30 Customer (29 Nov 2010 to 6 Mar 2013)
  • Gei-Tai Abraham Lin

    IRN GAL01082

    • CF30 Customer (24 Jul 2012 to 21 Jan 2014)
  • Geoffrey Bracken Fitzgerald Jr

    IRN GXF00150

    • [FCA CF] Client dealing (1 Jul 2022 to 16 Mar 2024)
  • Geoffrey Mark William Button

    IRN GMB01088

    • [FCA CF] Client dealing (3 Feb 2021 to 18 Mar 2022)
  • George Polychronopoulos

    IRN GHP01017

    • [FCA CF] Client dealing (since 3 Feb 2021)
    • [FCA CF] Manager of certification employee (since 3 Feb 2021)
    • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
  • Georgina Yasmin Pilz

    IRN GXP00431

    • [FCA CF] Client dealing (since 17 Sep 2025)
  • Georgios Douvitsas

    IRN GXD00253

    • [FCA CF] Client dealing (since 19 Apr 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.