Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 15 Nov 2022)
    • [FCA CF] Client dealing (since 15 Nov 2022)
  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • [FCA CF] Client dealing (3 Feb 2021 to 18 Mar 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (27 Nov 2019 to 8 Jan 2021)
    • [FCA CF] Client dealing (26 Apr 2018 to 8 Jan 2021)
    • [FCA CF] Manager of certification employee (26 Apr 2018 to 8 Jan 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (18 Dec 2018 to 8 Jan 2021)
    • [FCA CF] Material risk taker (11 Nov 2016 to 8 Jan 2021)
    • [FCA CF] Manager of certification employee (11 Nov 2016 to 8 Jan 2021)
    • [FCA CF] Client dealing (11 Nov 2016 to 8 Jan 2021)
    • CF30 Customer (3 Jun 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.