Gavin Neil Estcourt

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capula Investment Management LLP

    FRN 433422

    • SMF27 Partner (since 27 Nov 2023)
    • [FCA CF] Manager of certification employee (11 Jan 2022 to 26 Nov 2023)
    • [FCA CF] Significant management (11 Jan 2022 to 26 Nov 2023)
    • [FCA CF] Material risk taker (11 Jan 2022 to 26 Nov 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (24 Jun 2021 to 9 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2020 to 9 Jan 2022)
    • [FCA CF] Material risk taker (21 Jul 2020 to 9 Jan 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Manager of certification employee (24 Jun 2021 to 9 Jan 2022)
    • [FCA CF] Material risk taker (21 Jul 2020 to 9 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Jul 2020 to 9 Jan 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF4 Chief Risk (10 Dec 2018 to 14 Nov 2019)
    • [FCA CF] Manager of certification employee (27 Dec 2017 to 6 Jul 2019)
    • [FCA CF] Material risk taker (9 Nov 2016 to 6 Jul 2019)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF4 Chief Risk (10 Dec 2018 to 14 Nov 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 26 Aug 2009)
    • CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.