Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- [FCA CF] Manager of certification employee (since 3 Feb 2021)
- [FCA CF] Client dealing (since 3 Feb 2021)
- CF30 Customer (23 Sep 2019 to 8 Dec 2019)
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- CF4 Partner (2 Jun 2016 to 3 Jul 2019)
- CF30 Customer (2 Jun 2016 to 11 Jun 2019)
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- CF30 Customer (21 Oct 2015 to 2 Jun 2016)
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- CF29 Significant management (15 Jul 2013 to 12 Jun 2015)
- CF30 Customer (10 Feb 2009 to 12 Jun 2015)
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- CF30 Customer (6 May 2009 to 30 Jan 2014)
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- CF30 Customer (10 Feb 2009 to 23 Sep 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.