Capricorn Capital Partners UK Limited

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FRN: 748414
Date authorised: 3 October 2016
Companies House: 09615026
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Second Floor, Malta House,

36-38 Piccadilly,

London

W1J 0DP

UNITED KINGDOM

Phone

+442073174427

Web

http://www.capricorncapital.com
Complaints Contact

Second Floor, Malta House

36-38 Piccadilly

London

W1J 0DP

UNITED KINGDOM

Phone

+442073174427

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Niels Christian Holst
IRN NCH01035
- CF30 Customer (5 Nov 2016 to 3 Jan 2020)
- CF1 Director (AR) (5 Nov 2016 to 3 Jan 2020)
Nikolaos Delitsikas
IRN NXD01500
- CF30 Customer (28 Jun 2017 to 3 Jan 2020)
Patrick James Erikson Snelgar
IRN PJS01418
- [FCA CF] Client dealing (6 Jul 2023 to 16 Oct 2025)
- SMF3 Executive Director (9 Dec 2019 to 16 Oct 2025)
- CF30 Customer (3 Oct 2016 to 8 Dec 2019)
- CF1 Director (3 Oct 2016 to 8 Dec 2019)
Philipp Deutsch
IRN PXD22050
- SMF3 Executive Director (9 Dec 2019 to 6 Dec 2024)
- CF1 Director (13 Nov 2019 to 8 Dec 2019)
Pierre Martignoli
IRN PXM01375
- CF30 Customer (12 Nov 2016 to 3 Jan 2020)
- CF1 Director (AR) (12 Nov 2016 to 3 Jan 2020)
Pratibha Jain
IRN PXJ01392
- CF30 Customer (9 Nov 2016 to 12 Jun 2017)
RICARDO ROBERTO VITO DELGADO
IRN RRD01039
- SMF3 Executive Director (since 13 Feb 2026)
Richard Asherson
IRN RXA02214
- CF1 Director (AR) (since 17 Nov 2017)
- CF30 Customer (since 17 Nov 2017)
Robert Jay Gottlieb
IRN RJG01219
- [FCA CF] Client dealing (since 6 Jul 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (3 Oct 2016 to 8 Dec 2019)
- CF3 Chief Executive (3 Oct 2016 to 8 Dec 2019)
- CF1 Director (3 Oct 2016 to 8 Dec 2019)
Robert William Grieve
IRN RXG00433
- CF30 Customer (since 28 Apr 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

RAW Capital Partners UK Limited
FRN 1043256 · Appointed 21 Oct 2025
Westbrooke Alternative Asset Management UK Limited
FRN 792259 · Appointed 24 Oct 2017
Capricorn Real Assets Limited (no longer appointed)
FRN 729602 · Appointed 2 Nov 2016 · Until 13 Feb 2020
CR Assets Limited (no longer appointed)
FRN 583107 · Appointed 2 Nov 2016 · Until 31 Aug 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.