Robert Jay Gottlieb

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Fund Incubator Limited

    FRN 208716

    • [FCA CF] Client dealing (since 25 Feb 2025)
    • CF30 Customer (since 31 Oct 2024)
    • CF4 Partner (AR) (since 31 Oct 2024)
  • Main Set LLP

    FRN 1019846

    • (1)Employed By (since 31 Oct 2024)
  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • Director of firm who is not a certification employee or a SMF manager (since 12 Apr 2024)
    • [FCA CF] Client dealing (since 1 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 Apr 2024)
    • Responsible for Insurance Mediation (10 Sep 2013 to 3 Aug 2016)
    • CF11 Money Laundering Reporting (1 Aug 2011 to 28 May 2019)
    • CF30 Customer (1 Aug 2011 to 8 Dec 2019)
    • CF3 Chief Executive (1 Aug 2011 to 28 Aug 2019)
    • CF10 Compliance Oversight (1 Aug 2011 to 28 May 2019)
    • CF1 Director (1 Aug 2011 to 8 Dec 2019)
  • Capricorn Private Investments Limited

    FRN 973321

    • SMF3 Executive Director (since 9 Jan 2024)
  • Capricorn Capital Partners UK Limited

    FRN 748414

    • [FCA CF] Client dealing (since 6 Jul 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
    • CF3 Chief Executive (3 Oct 2016 to 8 Dec 2019)
    • CF1 Director (3 Oct 2016 to 8 Dec 2019)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF29 Significant management (1 Nov 2007 to 30 Apr 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (16 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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