Capital Research Company UK Branch

• Principal Place of Business

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

  Web

  https://www.capitalgroup.com

• Complaints Contact

  1 Paddington Square

  London

  W2 1GL

  UNITED KINGDOM

  Phone

  +442078645000

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maria Polycarpou

  IRN MXP01225

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Mark Alan Brett

  IRN MAB01240

  • [FCA CF] Client dealing (28 Sep 2020 to 2 Jan 2021)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Mark Edward Denning

  IRN MED01022

  • CF1 Director (30 Sep 2013 to 21 Mar 2014)
  • CF30 Customer (30 Sep 2013 to 23 Aug 2018)
• Mathew Berry

  IRN MXB01082

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2023)
• Matt Lyons

  IRN MXL01641

  • CF1 Director (30 Sep 2013 to 30 Jun 2018)
• Matteo Merlo

  IRN MXM00434

  • [FCA CF] Client dealing (since 28 Sep 2020)
• Matthew James Cerini

  IRN MJC01508

  • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
  • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
• Matthew Peter Lanstone

  IRN MPL01031

  • [FCA CF] Client dealing (28 Sep 2020 to 1 Oct 2020)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)
• Matthew Wilkinson

  IRN MDW01123

  • [FCA CF] Client dealing (28 Feb 2025 to 30 Jun 2025)
• Maurizio Lualdi

  IRN MXL01221

  • [FCA CF] Client dealing (since 28 Sep 2020)
  • [FCA CF] Manager of certification employee (28 Sep 2020 to 28 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 4 Sep 2023)
  • CF1 Director (15 Mar 2018 to 8 Dec 2019)
  • CF30 Customer (30 Sep 2013 to 8 Dec 2019)

No changes recorded yet.