Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 Sep 2022)
    • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (23 Nov 2006 to 31 Oct 2007)
  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • [FCA CF] Client dealing (28 Sep 2022 to 30 Jun 2025)
    • [FCA CF] Proprietary trader (28 Sep 2020 to 27 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.