Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • CF1 Director (30 Sep 2013 to 21 Mar 2014)
    • CF30 Customer (30 Sep 2013 to 23 Aug 2018)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • CF30 Customer (5 Nov 2007 to 1 Nov 2013)
    • CF1 Director (12 Feb 2007 to 28 Feb 2011)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Mar 2004)
    • CF3 Chief Executive (1 Dec 2001 to 26 Mar 2004)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 26 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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