Mark Alan Brett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Client dealing (28 Sep 2020 to 2 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (2 Sep 2005 to 28 Feb 2011)
    • CF3 Chief Executive (1 Dec 2001 to 2 Sep 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Sep 2005)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 2 Sep 2005)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 8 Mar 2005)
  • Capital Research Company UK Branch (no longer approved here)

    FRN 589644

    • [FCA CF] Client dealing (28 Sep 2020 to 2 Jan 2021)
    • CF30 Customer (30 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.