Capital Managers LLP

Date authorised
1 April 2013
Companies House
SO300620
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Berkeley Street
    Glasgow
    Lanarkshire
    G3 7DS
    UNITED KINGDOM
    Phone
    +441412222322
    Web
    https://www.capitalmanagers.co.uk

  • Complaints Contact

    80 Berkeley Street
    Glasgow
    Lanarkshire
    G3 7DS
    UNITED KINGDOM
    Phone
    +441412222322

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Stakeholder pension scheme, Life Policy, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Retail (Investment), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marc Anthony Dougall

    IRN MXD00182

    • (39)SMF16 Compliance Oversight (1 Oct 2025 to 12 Nov 2025)
    • (35)Responsible for Insurance Distribution (1 Oct 2025 to 12 Nov 2025)
    • (34)Responsibility for MCD Intermediation (1 Oct 2025 to 12 Nov 2025)
    • (40)SMF3 Executive Director (1 Oct 2025 to 12 Nov 2025)
    • (38)SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2025 to 12 Nov 2025)
    • (44)[FCA CF] Manager of certification employee (9 Dec 2019 to 4 Dec 2025)
    • (37)SMF27 Partner (9 Dec 2019 to 12 Nov 2025)
    • (45)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2025)
    • (41)CF30 Customer (12 Aug 2008 to 3 Apr 2009)
    • (36)Responsible for Insurance Mediation (3 Oct 2005 to 12 Apr 2016)
    • (43)CF4 Partner (3 Oct 2005 to 8 Dec 2019)
    • (42)CF21 Investment Adviser (3 Oct 2005 to 16 Dec 2005)
  • Neil Harcourt Kesson

    IRN NHK00002

    • (14)CF30 Customer (1 Nov 2007 to 24 Dec 2009)
    • (15)CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
    • (16)CF10 Compliance Oversight (3 Oct 2005 to 4 Jan 2008)
    • (17)CF8 Apportionment and Oversight (3 Oct 2005 to 1 Nov 2007)
    • (18)CF4 Partner (3 Oct 2005 to 24 Dec 2009)
  • Ross John Milne

    IRN RXM00216

    • (21)[FCA CF] Functions requiring qualifications (4 Jun 2020 to 17 Apr 2023)
    • (20)[FCA CF] Client dealing (4 Jun 2020 to 17 Apr 2023)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (45)[FCA CF] Functions requiring qualifications

  2. controlled function added: (44)[FCA CF] Manager of certification employee

  3. controlled function added: (43)CF4 Partner

  4. controlled function added: (42)CF21 Investment Adviser

  5. controlled function added: (41)CF30 Customer

  6. controlled function added: (40)SMF3 Executive Director

  7. controlled function added: (39)SMF16 Compliance Oversight

  8. controlled function added: (38)SMF17 Money Laundering Reporting Officer (MLRO)

  9. controlled function added: (37)SMF27 Partner

  10. controlled function added: (36)Responsible for Insurance Mediation

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