Marc Anthony Dougall

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPITAL MANAGERS MORTGAGES LIMITED

    FRN 1032739

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
    • [FCA CF] Manager of certification employee (since 13 Oct 2025)
    • SMF3 Executive Director (since 1 Oct 2025)
    • Responsibility for MCD Intermediation (since 1 Oct 2025)
    • SMF16 Compliance Oversight (since 1 Oct 2025)
    • Responsible for Insurance Distribution (since 1 Oct 2025)
  • Capital Managers LLP (no longer approved here)

    FRN 435939

    • (34)Responsibility for MCD Intermediation (1 Oct 2025 to 12 Nov 2025)
    • (35)Responsible for Insurance Distribution (1 Oct 2025 to 12 Nov 2025)
    • (38)SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2025 to 12 Nov 2025)
    • (39)SMF16 Compliance Oversight (1 Oct 2025 to 12 Nov 2025)
    • (40)SMF3 Executive Director (1 Oct 2025 to 12 Nov 2025)
    • (37)SMF27 Partner (9 Dec 2019 to 12 Nov 2025)
    • (44)[FCA CF] Manager of certification employee (9 Dec 2019 to 4 Dec 2025)
    • (45)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2025)
    • (41)CF30 Customer (12 Aug 2008 to 3 Apr 2009)
    • (42)CF21 Investment Adviser (3 Oct 2005 to 16 Dec 2005)
    • (43)CF4 Partner (3 Oct 2005 to 8 Dec 2019)
    • (36)Responsible for Insurance Mediation (3 Oct 2005 to 12 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (34)Responsibility for MCD Intermediation at Capital Managers LLP

  2. controlled function added: (35)Responsible for Insurance Distribution at Capital Managers LLP

  3. controlled function added: (36)Responsible for Insurance Mediation at Capital Managers LLP

  4. controlled function added: (37)SMF27 Partner at Capital Managers LLP

  5. controlled function added: (38)SMF17 Money Laundering Reporting Officer (MLRO) at Capital Managers LLP

  6. controlled function added: (39)SMF16 Compliance Oversight at Capital Managers LLP

  7. controlled function added: (40)SMF3 Executive Director at Capital Managers LLP

  8. controlled function added: (41)CF30 Customer at Capital Managers LLP

  9. controlled function added: (42)CF21 Investment Adviser at Capital Managers LLP

  10. controlled function added: (43)CF4 Partner at Capital Managers LLP

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