Capital Managers LLP

Date authorised
1 April 2013
Companies House
SO300620
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Berkeley Street
    Glasgow
    Lanarkshire
    G3 7DS
    UNITED KINGDOM
    Phone
    +441412222322
    Web
    https://www.capitalmanagers.co.uk

  • Complaints Contact

    80 Berkeley Street
    Glasgow
    Lanarkshire
    G3 7DS
    UNITED KINGDOM
    Phone
    +441412222322

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Stakeholder pension scheme, Life Policy, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Retail (Investment), Commercial, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Retail (Investment), Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Stakeholder pension scheme, Rights to or interests in investments (Security), Life Policy, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan George Milne

    IRN AGM00048

    • (24)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Apr 2023)
    • (28)[FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2023)
    • (29)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2023)
    • (23)SMF27 Partner (9 Dec 2019 to 17 Apr 2023)
    • (26)CF11 Money Laundering Reporting (2 Jul 2019 to 8 Dec 2019)
    • (25)CF30 Customer (19 Feb 2011 to 8 Dec 2019)
    • (27)CF4 Partner (19 Feb 2011 to 8 Dec 2019)
  • Alasdair McKinven McPhee

    IRN AXM00189

    • (5)CF30 Customer (1 Nov 2007 to 11 Jun 2008)
    • (6)CF21 Investment Adviser (17 Oct 2005 to 31 Oct 2007)
  • Andrew Barlas

    IRN AXB00098

    • (1)CF30 Customer (1 Nov 2007 to 21 Nov 2013)
    • (4)CF4 Partner (3 Oct 2005 to 21 Nov 2013)
    • (2)CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
    • (3)CF11 Money Laundering Reporting (3 Oct 2005 to 21 Nov 2013)
  • David Walker

    IRN DXW01850

    • (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (9)4. Giving personal recommendations on retail investment products which are not broker funds
    • (11)SMF17 Money Laundering Reporting Officer (MLRO) (since 2 May 2025)
    • (10)SMF27 Partner (since 9 Dec 2019)
    • (12)[FCA CF] Client dealing (since 9 Dec 2019)
    • (13)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (46)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Aug 2020)
    • (48)CF11 Money Laundering Reporting (7 Dec 2015 to 8 Dec 2019)
    • (49)CF4 Partner (18 Jun 2014 to 8 Dec 2019)
    • (47)CF30 Customer (3 Feb 2014 to 8 Dec 2019)
  • Geraldene May Ryal

    IRN GMR00002

    • (19)CF30 Customer (11 Jun 2009 to 14 Dec 2012)
  • Grant Macfarlane Morrison

    IRN GMM01114

    • (50)CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • John Wiley Edwards

    IRN JWE00001

    • (10)CF11 Money Laundering Reporting (4 Dec 2013 to 9 Feb 2016)
    • (12)CF8 Apportionment and Oversight (27 Dec 2007 to 31 Mar 2009)
    • (11)CF10 Compliance Oversight (27 Dec 2007 to 22 Dec 2016)
    • (7)CF30 Customer (1 Nov 2007 to 31 Mar 2017)
    • (8)CF24 Pension Transfer Specialist (28 Dec 2005 to 31 Oct 2007)
    • (9)CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
    • (13)CF4 Partner (3 Oct 2005 to 31 Mar 2017)
  • Julie Mead

    IRN JXM29100

    • (22)[FCA CF] Functions requiring qualifications (16 Mar 2022 to 30 Apr 2024)
  • Keith Hamish Miller

    IRN KHM00013

    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (6)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (4)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (3)SMF27 Partner (since 9 Dec 2019)
    • (5)[FCA CF] Client dealing (since 9 Dec 2019)
    • (7)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (32)CF10 Compliance Oversight (23 Nov 2016 to 8 Dec 2019)
    • (31)CF30 Customer (26 Jan 2010 to 8 Dec 2019)
    • (33)CF4 Partner (26 Jan 2010 to 8 Dec 2019)
  • Leanne Gibson

    IRN LXG00066

    • (30)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Dec 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: CBTL Effective Date

  2. permission removed: CBTL Status

  3. controlled function added: (13)[FCA CF] Functions requiring qualifications

  4. controlled function added: (12)[FCA CF] Client dealing

  5. controlled function added: (11)SMF17 Money Laundering Reporting Officer (MLRO)

  6. controlled function added: (10)SMF27 Partner

  7. controlled function added: (9)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (8)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  9. controlled function added: (7)[FCA CF] Functions requiring qualifications

  10. controlled function added: (6)[FCA CF] Manager of certification employee

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