Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 29 Mar 2025)
- Appointed representative dealing with clients for which they require qualification (since 6 Jan 2021)
- CF30 Customer (since 8 Dec 2020)
- CF30 Customer (15 Jan 2013 to 18 Apr 2014)
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Scope Wealth Management Ltd
FRN 935944
- (1)Employed By (since 8 Dec 2020)
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- (50)CF30 Customer (7 Jan 2019 to 8 Dec 2019)
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- (2)Employed By (15 Jan 2013 to 18 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Advanced Financial Strategies Ltd
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controlled function added: (2)Employed By at Advanced Financial Strategies Ltd
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controlled function added: (50)CF30 Customer at Capital Managers LLP