Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 29 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 6 Jan 2021)
    • CF30 Customer (since 8 Dec 2020)
    • CF30 Customer (15 Jan 2013 to 18 Apr 2014)
    • (1)Employed By (since 8 Dec 2020)
  • Capital Managers LLP (no longer approved here)

    FRN 435939

    • (50)CF30 Customer (7 Jan 2019 to 8 Dec 2019)
  • Advanced Financial Strategies Ltd (no longer approved here)

    FRN 513044

    • (2)Employed By (15 Jan 2013 to 18 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Advanced Financial Strategies Ltd

  2. controlled function added: (2)Employed By at Advanced Financial Strategies Ltd

  3. controlled function added: (50)CF30 Customer at Capital Managers LLP