Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (1)CF30 Customer (1 Nov 2007 to 21 Nov 2013)
- (2)CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
- (3)CF11 Money Laundering Reporting (3 Oct 2005 to 21 Nov 2013)
- (4)CF4 Partner (3 Oct 2005 to 21 Nov 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)CF30 Customer at Capital Managers LLP
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controlled function added: (2)CF21 Investment Adviser at Capital Managers LLP
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controlled function added: (3)CF11 Money Laundering Reporting at Capital Managers LLP
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controlled function added: (4)CF4 Partner at Capital Managers LLP