Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital Managers LLP (no longer approved here)

    FRN 435939

    • (1)CF30 Customer (1 Nov 2007 to 21 Nov 2013)
    • (2)CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
    • (3)CF11 Money Laundering Reporting (3 Oct 2005 to 21 Nov 2013)
    • (4)CF4 Partner (3 Oct 2005 to 21 Nov 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)CF30 Customer at Capital Managers LLP

  2. controlled function added: (2)CF21 Investment Adviser at Capital Managers LLP

  3. controlled function added: (3)CF11 Money Laundering Reporting at Capital Managers LLP

  4. controlled function added: (4)CF4 Partner at Capital Managers LLP