Alan George Milne

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Futura Wealth Management Ltd

    FRN 515272

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2023)
    • [FCA CF] Client dealing (since 28 Apr 2023)
  • Capital Managers LLP (no longer approved here)

    FRN 435939

    • (28)[FCA CF] Client dealing (9 Dec 2019 to 17 Apr 2023)
    • (24)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Apr 2023)
    • (23)SMF27 Partner (9 Dec 2019 to 17 Apr 2023)
    • (29)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Apr 2023)
    • (26)CF11 Money Laundering Reporting (2 Jul 2019 to 8 Dec 2019)
    • (27)CF4 Partner (19 Feb 2011 to 8 Dec 2019)
    • (25)CF30 Customer (19 Feb 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (23)SMF27 Partner at Capital Managers LLP

  2. controlled function added: (24)SMF17 Money Laundering Reporting Officer (MLRO) at Capital Managers LLP

  3. controlled function added: (25)CF30 Customer at Capital Managers LLP

  4. controlled function added: (26)CF11 Money Laundering Reporting at Capital Managers LLP

  5. controlled function added: (27)CF4 Partner at Capital Managers LLP

  6. controlled function added: (28)[FCA CF] Client dealing at Capital Managers LLP

  7. controlled function added: (29)[FCA CF] Functions requiring qualifications at Capital Managers LLP